Course contents

The course is essential for all partners/directors and senior employees who are involved in practice regulation. The course will draw its contents from:

    Money laundering update
  • Practice and quality assurance update
  • Changes to Ethical requirements
  • Review of disciplinary cases, could your practice accidentally breach a regulation?
  • DPB changes
  • Common problems met on practice reviews
  • Proposed changes to financial statements (note this course does not have extensive financial statements coverage for this see the ‘Financial statements updates’)
  • Reporting on audit exempt requirements
  • Client monies developments
  • Data protection
  • Other topical issues affecting clients and general practices
  • Changes to Companies House Administration.

The course is an update and refresher and the exact contents will be set about 4 weeks before the course and will be posted here when availableThe course looks at a wide range of Practice regulation issues every partner and manager needs to know. This year’s update includes full coverage the new and revised Anti-money laundering rules.

It should be attended by all partners, managers and senior team members involved in practice regulation.

The course in May in York will cover:

  • The new updated Anti-Money laundering rules – this will cover the first half of the course
  • New Data Protection regulations known as GDPR
  • Changes at Companies House & filing accounts update
  • New PSC (People with significant control) rules
  • Updated client monies regulations
  • Facilitation of tax evasion
  • Compilation assignments – applying Tech 07/16
  • Recent disciplinary cases – what they tell us about practice management
  • Latest guidance on letters of engagement
  • Key risks affecting practices and how to manage them
  • Latest Practice assurance developments
Course type
Accounts